Leitner had multiple negative balances in his client trust account, failed to deposit client funds in the account and lied to state officials about his accounting practices. If the Board decides to impose a private admonition or recommend public reprimand, you will be so notified following a slight delay during which the lawyer is advised of the Boards decision. The Attorney Disciplinary Process | Iowa Judicial Branch After observing that the two forms of suspension serve overlapping but distinct purposes and [b]oth types of suspension protect the public, we took the disability suspension into account in imposing a one-year suspension. Court records indicate OBrien has been licensed to practice law in Iowa since 1996. Id. A shortage of nursing homes with memory care units has left Linnea Clausen with no choice but to drive hours just to visit her husband. Require a lawyer to return money or property to a client. Iowa Supreme Ct. Att'y Disciplinary Bd. Therefore, we find the facts from the stipulation of facts. On June 29, while still representing Denis in the dissolution matter, Gailey met with Dawn. Filed: April 25, 2023 as 4:2023cv00138. Iowa Supreme Court Attorney Disciplinary Bd. v. Watkins More information about the complaint process is available here. stream %PDF-1.5 After numerous sanctions, an Iowa lawyer faces disbarment misconduct by a convincing preponderance of the evidence." Iowa Sup. In deciding to recommend a one-year license suspension for attorney Scott D. Fisher of Waukee, the Grievance Commission of the Supreme Court of Iowa cited the sheer number of ethical violations and the number of clients adversely affected by Fishers alleged conduct: Sixteen separate ethics rules were allegedly violated, involving a total of 28 individual violations effecting five separate clients. Denis violated the no-contact order by having his father deliver the letter to Dawn. This is true even where the responding attorney admits the alleged conduct and the rule violations in the complaint. See id. If sufficient legal consideration supports this type of stipulation, it is entitled to all of the sanctity of an ordinary contract. A worker fired after an elderly woman's death outside a Bondurant assisted living center is suing her former employer, claiming that the company scapegoated Black employees while . Attorney Disciplinary Board | Iowa Judicial Branch Costs of this action are taxed to Gailey pursuant to Iowa Court Rule 35.26. The disciplinary case marks the second time Fisher has been accused of ethics violations. Not all criminal convictions violate rule 32:8.4(b). Tara van Brederode and Allison A. Schmidt, Des Moines, for complainant. Nor were they the only ones who failed to respond to warnings. at 881. . <>>> *\. Johnson's criminal convictions came to the attention of the Board. Id. Thereafter, the state charged Gailey with suborning perjury in violation of Iowa Code section 720.3 and aiding and abetting a violation of a no-contact order in violation of Iowa Code sections 664A.7 and 703.1. Attorney wellness is defined as a separate, designated, and dedicated session of instruction designed to help attorneys detect, prevent, or respond to substance-related disorders or mental illness that impairs professional competence. Id. This Disciplinary Proceeding. % Archived Supreme Court Opinions Prior to 2017, Archived Court of Appeals Opinions from 1/10/2018 to 2/7/2018, Archived Court of Appeals Opinions from 2017 and Earlier, How to Become a Qualified Court Interpreter in Iowa, Information for Current Court Interpreters, State Court Administration Organizational Chart, Submission of CLE Programs by CLE Sponsors. If the Board decides to file a formal complaint with the Grievance Commission, those proceedings require additional time. Johnson's prior missteps have already been accounted for as ethical violations. These separate incidents occurred less than four months after we reinstated his license following his second OWI conviction. On Friday, the court opted to instead impose a three-year suspension. Daniels' attorney did not return a message seeking comment on the suit. A trial information was filed in Jasper County charging Johnson with driving while revoked and possession of methamphetamine first offense (the Jasper County case). Templeton, 784 N.W.2d at 767 (quoting In re Conduct of White, 311 Or. Ct. Att'y Disciplinary Bd. Iowa nursing home sued for discrimination after fatal elder abuse case Legal Profession Blog On April 27 Dawn filed a dissolution of marriage petition. After making his initial appearance in the case, according to the board, OBrien never filed any paperwork in the matter and never communicated again with Krull, despite the clients numerous phone calls and visits to his office. See Iowa Ct. R. 36.16(2)(3). First, because Johnson had previously dropped out of treatment, the commission deemed Johnson's completion of the eight-month Bridges of Iowa program to be only a neutral factor. In recognition of this fact, we recently adopted a requirement that all Iowa attorneys complete one hour of continuing legal education annually in either diversity and inclusion or attorney wellness. Iowa Ct. R. 42.2(1). Id. Another aggravating factor is a previous private admonishment for making an extrajudicial statement regarding a pending criminal matter concerning his two sons. Eventually, the attorney was sentenced in federal court on a second conviction for possession of cocaine. [t]here must be some rational connection other than the criminality of the act between the conduct and the actor's fitness to practice law. The most recent complaint against OBrien involved his representation of Damon Krull of Woodbury County in a 2019 child-custody dispute. On the other side of the balance, the parties agreed that the pattern of misconduct, disregard for state law, and persistent substance abuse should be considered aggravating factors. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply. Click here for the Board's current informational brochure. Indiana no longer has a rule explicitly addressing threats of criminal prosecution, but attorneys who threaten opposing parties or opposing counsel may be subject to discipline under various Indiana Rules of Professional Conduct, including: Rule 3.1 (Meritorious Claims and Contentions) Rule 3.4 (Fairness to Opposing Party and Counsel) In re Estate of Clark, 181 N.W.2d 138, 142 (Iowa 1970). endobj Additionally, Johnson's completion of substance abuse treatment is a mitigating factor. Id. Iowa Constitution - The constitution of the state of Iowa. In determining an appropriate sanction, we have stated that [t]here is no standard sanction warranted by any particular type of misconduct. Gailey's conduct goes well beyond reimbursement for expenses, reimbursement for time lost from employment, and expert witness fees. As we have noted, the parties stipulated to a suspension of twelve to eighteen months, and the commission recommended an eighteen-month suspension. We also pointed out that the attorney had delayed in seeking alcoholism treatment in violation of a court order, although by the time of the hearing he was engaged in rehabilitative efforts. Id. K. Johnson Consents to a Disability Suspension. Second, the commission was skeptical [that] Johnson has experienced a complete recovery and has the ability and will to remain substance free in the future. That prediction may turn out to be correct. On the OWI count, Johnson received a one-year jail sentence with all but ten days suspended and was placed on probation for one year. The Iowa Supreme Court Attorney Disciplinary Board (Board) petitioned to have Johnson's law license temporarily suspended due to a disability that prevented him from discharging the professional responsibilities associated with the practice of law. xZn8}7@,7"E;4jm! According to the inspection report, she eventually went to the main office to replace her iPad after its battery died and saw alerts on the computer there for Stewart's room and the outside door. Gailey advised Dawn to talk to the county attorney about these concerns. See Iowa Ct. R. 36.21(1). The attorney went to jail. 1 0 obj Fisher publicly responded to the negative review, stating: You havent paid me in over six months. The Iowa Supreme Court Attorney Disciplinary Board brought a complaint against the respondent, John W. Gailey, alleging multiple violations of our ethical rules. The First Polk County Case. Deputy Editor Clark Kauffman has worked during the past 30 years as both an investigative reporter and editorial writer at two of Iowas largest newspapers, the Des Moines Register and the Quad-City Times. The court has denied that motion. More: 'She was screaming in pain': Iowa nursing home cited for gangrene and death. A search found controlled substances in Johnson's vehicle, including methamphetamine and hydrocodone. In addition to a clear, written statement describing the alleged unethical conduct, copies of important documents should be attached. In addition, he had previously received a public reprimand for an OWI conviction and a three-month suspension for an OWI second conviction and intemperate statements about the sentencing judge. Accordingly, we give this charge no further consideration. Ct. Att'y Disciplinary Bd. The Iowa Supreme Court Attorney Disciplinary Board ("ADB" or "Board") is authorized and created by the Iowa Supreme Court in Court Rule 34.6. 2 Geoffrey C. Hazard, Jr. et al., The Law of Lawyering 30.6, at 30-10 (3d ed. Gailey's disrespect for a court order leads us to the conclusion that an attorney who cannot respect a lawful order of the court lacks the required fitness to practice law. Discipline of a judicial officer may include suspension without pay for a definite period of time not to exceed twelve months. The parties stipulated, and the commission concluded, that two of our precedents were particularly relevant: Iowa Supreme Court Attorney Disciplinary Board v. Weaver, 812 N.W.2d 4, and Iowa Supreme Court Board of Professional Ethics & Conduct v. Stefani, 616 N.W.2d 550 (Iowa 2000) (en banc). Three days after his release from custody, he had called his estranged wife in a drunken state twenty-six times in a period of a few hours. A longtime Iowa attorney often associated with embattled restaurateur Steve McFadden faces potential disbarment after a state commission found he violated ethical rules in several cases.. Nowhere in our rules have we given the parties the authority to determine what conduct constitutes a violation of our ethical rules or what sanction an attorney should receive for such violation. A. Johnson accumulated additional convictions because he drove under the influence, putting other lives at risk. Johnson did not commit any acts of violence, and there was no showing that any of his criminal conduct was directly connected to his law practice. Johnson's first OWI conviction arose after he drove off the highway and onto a median; this dangerous situation could easily have resulted in personal injury or worse. That charge was dismissed due to the state's failure to file a timely trial information. A summary of Iowa's attorney disciplinary procedures. As for aggravating circumstances, we agree that Johnson's pattern of misconduct is an aggravating factor. A complaint form may be obtained here or by contacting the Board by telephone at 515-348-4680. According to the commission, Fisher now works for Wells Fargo as a strategic sourcing consultant. We have previously held that we will not consider a violation of rule 32:8.4(a) as a separate violation for purposes of determining an attorney's sanction. Download PDF. Should the Board decide to file your complaint with the Grievance Commission, your testimony normally will be required at a hearing before the Grievance Commission. Jaybird Senior Living does not yet have an attorney listed representing it, and a message to the company about the suit also was not returned. If you are dissatisfied, let your lawyer know why. One week later, on February 24, Johnson resolved the first Polk County case by pleading guilty to OWI first offense, and possession of LSD. The court acquitted Gailey of the charge of suborning perjury, but found him guilty of aiding and abetting a violation of a no-contact order, a simple misdemeanor. Learn more about FindLaws newsletters, including our terms of use and privacy policy. In re Marriage of Briddle, 756 N.W.2d 35, 39-40 (Iowa 2008). Sarah has successfully first-chaired bench and jury trials and has negotiated and mediated numerous cases. The Board's complaint alleged Watkins violated Iowa Rule of Professional Conduct 32:8.4 (g) by engaging in sexual harassment in the practice of law based on the incidents at issue in Watkins's removal action. . The Boone County Case. . The letter is entitled "My Last Plea for Your Help." A criminal-defense lawyer who was reprimanded for allegedly lying to the court says his discipline is in some way linked to the Jan. 6 riots at the U.S. Capitol. A worker fired after an elderly woman's death outside a Bondurant assisted living center is suing her former employer, claiming that the company scapegoated Black employees while giving white workers a pass. In the letter, Denis states: "I have no fantasies in my head that I'm gonna get off light on all this but I think that you could be my light at the end of the tunnel. Topeka, KS 66603-3729. William Morris covers courts for the Des Moines Register. The Iowa Supreme Court Attorney Disciplinary Board first learned of UpRight Law when a complainant said she called the bankruptcy firm in March 2019. In Iowa Supreme Court Attorney Disciplinary Board v. Gailey, 790 N.W.2d, A stipulation of facts is binding on the parties. As part of its responsibility to supervise lawyers and in the interest of promoting public confidence in the legal system, the Iowa Supreme Court has created procedures for addressing complaints concerning alleged violations of the Rules of Professional Conduct. His clients, the commission found, were left livid, scared (and) frustrated. Fisher allegedly suggested the couple represent themselves in court and provided no guidance as to what they should expect at the hearing. 124.401(5) (2021). We have inherent constitutional power to license and discipline attorneys within the State of Iowa. Sarah has a broad range of clients including insurance companies, banks and financial institutions, commercial property owners, individual property owners, product designers and manufacturers, and employers. Iowa Supreme Court Attorney Disciplinary Board, v. Wesley Alan Johnson Finally, if we find a violation, we will determine the appropriate sanction. Others are not. 19-1010. Denis requested Gailey deliver the letter to Dawn and speak with Dawn face to face on his behalf regarding her potential testimony in the criminal action. In Iowa Supreme Court Attorney Disciplinary Board v. Khowassah, we suspended an attorney's license for six months after he obtained a public intoxication conviction and his third OWI conviction. Many problems can be prevented if you know what to expect from lawyers and how to deal with lawyers. Dentons - Don't Walk the Line: Impermissible Threats Versus Allowable Therefore, the board has not proved Gailey violated rule 32:8.4(c). Give documents and information to your lawyer promptly. Citing Iowa Supreme Court Attorney Disciplinary Board v. Johnson, 774 N.W.2d 496, 499 (Iowa 2009), overruled in part by Templeton, 784 N.W.2d 761, the commission observed, In disciplinary cases, it is irrelevant that the respondent was not acting as an attorney when committing the acts that led to the conviction. We think the word irrelevant overstates the matter. We have the authority to discipline an attorney who is convicted of a misdemeanor that violates the rules of professional conduct. The parties further stipulated that Johnson's convictions in the five cases violated rule 32:8.4(b), that Johnson's criminal acts created a grave risk of potential injury to other people, and that Johnson demonstrated a pattern of criminal conduct and profound disrespect for the law. The parties agreed that Johnson's cooperative attitude toward the proceedings, his acknowledgment of misconduct, the fact that his criminal conduct was nonviolent and occurred outside his legal practice, his lack of prior discipline, and his completion of substance abuse treatment should be considered mitigating factors. Also, when we determined the appropriate sanction in Johnson, we noted that there was no evidence presented that indicated Johnson neglected or injured any of his clients by his drinking. 774 N.W.2d at 500. The Board is responsible for receiving and initiating ethics complaints against attorneys whose practice falls within the Board's jurisdiction. The only difference between Daniels and the prior day's workers and duty nurse, she alleges, is that Daniels is black and the other employees are white. <>/ExtGState<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI] >>/MediaBox[ 0 0 612 792] /Contents 4 0 R/Group<>/Tabs/S/StructParents 0>> We see no reason not to interpret our present rule in the same manner. This resulted in the attorney's arrest, revocation of his parole, and a conviction for third-degree harassment. Daniels told inspectors she checked Stewart's room, found it empty, then with Forkpa found her outside and called 911. In an attorney disciplinary action, the grievance commission recommends thirty-day suspension for attorney's violation of conflict of interest rules. A subsequent state investigation found she'd left the building as early as 9:30 the night before, setting off alarms connected to her room door and the outside door of the building, but workers didn't find her until after 6 a.m. the following day. Absent an objection by the board and under the condition that Gailey has paid all costs assessed under rule 35.26, we shall reinstate Gailey's license to practice law on the day after the sixty-day suspension period expires. The second is the Grievance Commission. See id. IOWA SUPREME COURT ATTORNEY DISCIPLINARY BOARD, Complainant, v. Gerald Anthony Lyman MOOTHART, Respondent. Johnson was only convicted once of driving while under revocation, but the stipulated record indicates that he did so on three occasions. The Board is not funded by the taxpayers of Iowa. B. Though county attorneys and other prosecutors are bound by ethics rules, their discretion whether or not to initiate a criminal prosecution is seldom a basis for a complaint of ethical misconduct. Thus, even in Johnson, we viewed whether the criminal act occurred in connection with the attorney's law practice as relevant to the sanction. At the meeting, Gailey provided Dawn with a letter from Denis. In the Supreme Court of Iowa We have interpreted our prior rule to prohibit an attorney from communicating with an adverse party represented by counsel concerning litigation or a transactional matter unless the attorney for the adverse party gives the opposing attorney permission to talk to the adverse party. The attorney discipline case going before the Iowa Supreme Court could end that career permanently, as a panel of the Iowa Supreme Court Grievance Commission recommended that Leitner's license be permanently revoked, according to a letter it wrote to the court Jan. 19. We take note of two other precedents. The commission noted that during his disciplinary hearing, Fisher displayed conduct antithetical to any acceptance of wrongdoing and had even cross-examined one former client about her past occupation as a stripper. The commission viewed the disability suspension and the disciplinary sanction as two separate and severable matters. The temperature overnight had dipped as low as 7 below zero. See Iowa Sup. This case stands out in several respects. & New Hampshire Ins. We do believe, however, Gailey's conduct went farther than just explaining the consequence of Dawn's testimony. Free and independent journalism is what keeps our public servants accountable and responsive to the people. The discipline board first filed its complaint against Leitner in March, according to court filings. HH `hsPbj(Q6+_>0j{EY! &J(Xn+Lxv%]@ v. Templeton, 784 N.W.2d 761, 769 (Iowa 2010). IOWA SUPREME COURT ATTORNEY DISCIPLINARY BOARD vs. AARON J. THOMAS On the possession count, Johnson received a concurrent 180-day sentence with all but one day suspended, to run concurrent with the OWI sentence. Ct. Att'y Disciplinary Bd. We ask that you edit only for style or to shorten, provide proper attribution and link to our web site. Our rules require us to determine whether an attorney's conduct violates our ethical rules, and if it does, we must determine the proper sanction for the violation. Justia US Law Case Law Iowa Case Law Iowa Supreme Court Decisions 2022 Iowa Supreme Court Attorney Disciplinary Board v. John Karl Fischer Iowa Supreme Court Attorney Disciplinary Board v. John Karl Fischer Annotate this Case. Iowans value integrity in their government. Applying these principles to a disciplinary case, we will rely on the stipulation to determine the facts in issue. Thus, we find Gailey's conduct violated rule 32:8.4(d). D. Rule 32:8.4(b). It is interesting to me how this review shows up online immediately when I inform you I will have to collect against your remaining case balance of $4,580.00., The Grievance Commission said it appeared Fisher put very little effort into Reiters case. In return, expect the lawyer to keep you reasonably informed and to give you copies of important documents. The disciplinary and complaint process is funded by an assessment on all lawyers admitted to the practice of law in Iowa. The judge handling the cases wrote in December that Leitner's responses were "sorely lacking" and ordered him and McFadden to answer the defendants' questions, and to pay them $2,652 for their attorney fees. The entire complaint process is confidential until such time as the Grievance Commission files a report of its findings and a recommendation of public discipline with the Iowa Supreme Court. Iowa Courts. of Prof'l Ethics Conduct v. D'Angelo, 619 N.W.2d 333, 338 (Iowa 2000) (second quote)). Templeton, 784 N.W.2d at 767. The Iowa Supreme Court Grievance Commission (commission) recommends a suspension of eighteen months. Iowa R. Profl Conduct 32:8.4(a). The Polk County District Court ordered that Johnson remain in jail until a bed opened up in the Bridges of Iowa residential treatment program. A. Thedore Sporer Trial Lawyer While both the Boone County case and the first Polk County case were still outstanding and unresolved, Johnson was pulled over on September 4 for a traffic stop on Raccoon River Drive in Dallas County. In addition, OBrien was criminally convicted of fraudulent practices in 2004. Lawyers are expected to meet high professional standards set forth in rules adopted by the Iowa Supreme Court. Leitner responded only that the "investigation is ongoing" and refused to identify what damages McFadden and his businesses purportedly suffered. Iowa R. Profl Conduct 32:8.4(b). L. Guilty Plea in the Jasper County Case. On April 25, 2007, before Gailey was able to surrender his son, Gailey learned that his son kidnapped his spouse, Dawn, and their biological child. Id. Forkpa told inspectors she spent the entire overnight shift monitoring another patient who was trying to leave and that "it slipped my mind to do safety checks" on Forkpa's hallway, although inspectors noted video footage appeared to contradict Forkpa's description of how she'd spent her shift. Within two weeks, he left the program by departing the facility on foot. Operating while intoxicated create[s] a grave risk of potential injury to anyone on the same road. Iowa Sup. The judge overseeing McFadden's multiple defamation suits has scheduled a hearing to determine whether he and his attorney should be held in contempt for their conduct in those cases. E. The Jasper County Case. But when an ambulance was summoned, Johnson advised that his back was starting to feel better and that he did not need medical attention. Gailey was convicted of aiding and abetting a violation of a no-contact order in violation of Iowa Code sections 664A.7 and 703.1, a simple misdemeanor.
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